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Securities regulation in the United States
Results: 4123

#	Item
981	Cornell University Law School WILLIAM A. JACOBSON Lawyers 1n the Best Sense Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-20 14:58:35 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Broker-dealer United States securities law Financial economics Financial system
982	Page 112 of 131 Exhibit 5G – Form of Agreement and Consent (Swiss Entities) Text of the Proposed Rule Change All text to be deleted FORM OF AGREEMENT AND CONSENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 13:15:19 Swiss Financial Market Supervisory Authority Financial regulation Topaz U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Crystallography United States securities law Government Government of Switzerland
983	SEC Complaint: Joseph A. Noel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 11:54:49 Investment Finance Financial regulation 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Security Securities Act Securities regulation in the United States Stock market Business Financial economics
984	Microsoft Word - ISE_Gemini-2014-24_Exhibit_5E_-_Form_of_EGD_Corporate_Resolution Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 13:15:13 Swiss Financial Market Supervisory Authority Topaz U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation International Securities Exchange Eurex Securities regulation in the United States Crystallography United States securities law Government Government of Switzerland
985	[removed]Proposed Rules Federal Register Vol. 79, No. 227 Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2014-11-25 11:21:05 Finance Federal Deposit Insurance Corporation United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act Office of Thrift Supervision Savings and loan association Securities Act Government procurement in the United States Wall Street reform United States federal banking legislation Financial regulation Bank regulation in the United States
986	Minn. Stat. 80A[removed]MNvest Registration Exemption. The sale and issuance of securities in a MNvest Offering is exempt from the requirements of sections 80A.49 to 80A.54 if the issuer meets the qualifications under thi Add to Reading List Source URL: tech.mn Language: English - Date: 2014-11-18 01:02:45 Financial economics Stock market Finance Investment SEC filings Securities Act Securities Exchange Act Security Regulation D United States Securities and Exchange Commission United States securities law 73rd United States Congress
987	AIG American International Group. Inc 175 Water Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 09:08:35 Law Arbitral tribunal Arbitration American International Group Answers in Genesis U.S. Securities and Exchange Commission Financial regulation Financial Industry Regulatory Authority United States securities law Economy of the United States
988	FORM MISBE-1 SECURITIES OFFERINGS UNDER THE MARYLAND INTRASTATE SMALL BUSINESS EXEMPTION (MISBE) FILING Maryland Securities Act, Section[removed]and COMAR[removed] . Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2014-10-28 08:47:55 Financial economics Stock market Financial regulation Finance SEC filings Securities Act Security Securities Exchange Act Securities regulation in the United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
989	IN THE HIGH COURT OF NEW ZEALAND HAMILTON REGISTRY CIV[removed]2013] NZHC 576 BETWEEN Add to Reading List Source URL: forms.justice.govt.nz Language: English - Date: 2013-08-28 03:30:38 Law Lawsuit Financial regulation Ethics United States securities law Ombudsman Securities Act
990	Blanket Order No[removed]IN THE MATTER OF THE SECURITIES ACT, R.S.N.S. 1989, CHAPTER 418, AS AMENDED (the “Act”) -AND N THE MATTER OF THE COMMUNITY ECONOMIC-DEVELOPMENT Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-07-04 09:42:33 New Deal Securities Act Income tax in the United States Financial regulation United States securities law United States Securities and Exchange Commission 73rd United States Congress

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